CHAPTER 7
EXPECTANCY VIOLATIONS THEORY
Outline
I. Personal space expectations: conform or deviate?
A. Judee Burgoon defines personal space as the invisible, variable volume of space
surrounding an individual that defines that individuals preferred distance from
others.
2. Personal space is always a compromise between the conflicting approach
avoidance needs that we as humans have for affiliation and privacy.
B. Edward Hall coined the term proxemics to refer to the study of peoples use of space
as a special elaboration of culture.
1. He believed that most spatial interpretation is outside our awareness.
2. He believed that Americans have four proxemic zones.
a. Intimate distance: 0 to 18 inches.
3. He maintained that effective communicators adjust their nonverbal behavior to
conform to the communicative rules of their partners.
C. Burgoon suggests that under some circumstances, violating social norms and
personal expectations is a superior strategy to conformity.
II. An applied test of the original model.
A. According to Burgoons early model, crossing over the “threat threshold” that forms
the boundary of the intimate distance causes physical and psychological discomfort.
B. Noticeable deviations from what we expect cause a heightened state of arousal and
spur us to review the nature of our relationship with a person.
C. A person with “punishing” power should observe proxemic conventions or stand
slightly farther away than expected.
III. A convoluted model becomes an elegant theory.
A. Burgoon dropped the concept of the threat threshold.
B. She has substituted “an orienting response” or a mental “alertness” for “arousal.”
C. Arousal is no longer a necessary link between expectancy violation and
communication outcomes such as attraction, credibility, persuasion, and
involvement, but rather a side effect of a partners deviation.
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D. She has dropped the qualifier nonverbal because she believes the principles of
EVT apply to verbal interaction as well.
IV. Core concepts of EVT (expectancy violations theory).
A. EVT offers a soft determinism rather than hard-core universal laws.
B. Burgoon does, however, hope to link surprising interpersonal behavior and
attraction, credibility, influence, and involvement.
C. Expectancy.
D. Violation valence.
2. If the valence is negative, do less than expected.
4. Although the meanings of most violations can be determined from context, some
nonverbal expectancy violations are equivocal.
5. For equivocal violations, one must refer to the communicator reward valence.
E. Communicator reward valence.
1. The communicator reward valence is the sum of the positive and negative
2. Puzzling violations force victims to search the social context for clues to their
meaning and thats when communication reward valence comes into play.
4. Communicator reward valence may loom large when it’s especially strong either
way (exceptionally positive or negative).
V. Interactional AdaptationAdjusting Expectations.
A. Burgoon has recognized that “EVT does not fully account for the overwhelming
prevalence of reciprocity that has been found in interpersonal interactions.
B. So she has reassessed EVT’s single-sided view of unexpected communication and
now favors a dyadic model of adaptation.
1. Interactional adaptation theory is an extension and expansion of EVT
2. Interactional position encompasses three factors:
a. Requirementsoutcomes we all need to fulfill our basic needs to survive, be
C. Unlike EVT, IAT addresses how people adjust their behavior when others violate their
expectations.
VI. Critique: A well-regarded work in progress.
A. While we might wish for predictions that prove more reliable than a long-range
weather forecast, a review of expectancy violations research suggests that EVT may
have reached that point and be more accurate than other theories that predict
responses to nonverbal communication.
B. Despite problems, Burgoons theory meets five criteria for a good scientific theory
(explanation, relative simplicity, testable, quantitative research, and practical advice)
and recent research suggests improvement in the sixth criterionprediction.
Key Names and Terms
Judee Burgoon
A theorist from the University of Arizona who developed expectancy violations theory.
Personal Space
The invisible, variable volume of space surrounding an individual that defines that
individuals preferred distance from others.
The American proxemic zone of 0 to 18 inches.
Personal Distance
The American proxemic zone of 18 inches to 4 feet.
Social Distance
The American proxemic zone of 4 to 10 feet.
Public Distance
The American proxemic zone of 10 feet to infinity.
Threat Threshold
Arousal, relational
A heightened state of awareness, orienting response, or mental alertness that
stimulates review of the relationship.
Expectancy
Communicator Reward Valence
The sum of the positive and negative attributes that the person brings to the encounter
plus the potential he or she has to reward or punish in the future.
Paul Mongeau
Interactional Adaptation Theory
A systematic approach to how people adjust their approach when anothers behavior
doesnt mesh with whats needed, anticipated, or preferred.
Interaction Position
Principal Changes
The content of this chapter, which has been edited for clarity and precision, is largely
unchanged from the previous edition. The relationship among expectancy, violation valence,
and communicator reward valence has been refined by Burgoon and has therefore been
Kick-off Questions & Interaction Starters
Can a violation ever be positive?
Are expectations always prescriptive or can they be altered retrospectively?
How do you respond when someone you do not like does a nice thing for you?
Suggestions for Discussion
Comparing with other theories
Closely following coordinated management of meaningwhich disdains efforts to
isolate individual variables in the communication processexpectancy violations theory
provides an excellent opportunity to compare the characteristics of traditional empiricism with
Comparisons with symbolic interactionism (Chapter 5) may also be fruitful. Its
important to emphasize that Mead and followers were more interested in the ways in which
Other factors that impact an outcome
I find the authors willingness to disclose “stereotyped assessments” of four former
students refreshingly honest. I am also pleased with the way in which he uses these
assessments to exemplify the importance of the communicator reward valence. Building on
this analysis, I have found it productive to further speculate as to other factors that might
explain why Dawns and Andres requests were granted while refusing Charlies and Belindas.
For example, the content of these requests could be viewed as the salient variable. The
responses may have had less to do with perception of the askers and more to do with the
desirability or appropriateness of what was asked. Andre desires a letter of recommendation,
which is a highly appropriate request for a student to make. These letters are part of a typical
days work for a professor, who understands their importancea good letter can make the
Confusing terms
For many students, the clarity and relative simplicity of Burgoons theory is a welcome
departure from the abstraction of CMM. There are a couple of sticking points that often trip
students and you might want to pay special attention to be sure they are clear on those areas.
The term violation generally has a negative connotation and thus, may be a source of
confusion. How can something that, in the end, is evaluated positively, be a violation? Remind
students that Burgoons use of violation involves the breaching of an expectation that may be
done in a positive manner or by a valued partner. In your discussion, you might want to solicit
examples of when a situation resulted in a pleasant, though unexpected outcome.
As noted in the chapter, Hall, who coined the term “proxemics,” believed “that most
spatial interpretation is outside our awareness”. If this is true, then a knowledge of EVTwhich
teaches us that in some circumstances violating social norms and personal expectations is “a
superior strategy to conformity”—gives a persuader a considerable advantage over an
Sample Application Log
Leanne
My freshman year of college I expected everyone to like me. On the second day of class I
walked into my suitemates room, gave her a warm greeting, sat close to her, smiled, browsed
through her room acknowledging our similar tastes in music and then left. My suitemate was
NOT expecting someone like me to barge in. She had been sitting in her room in a melancholy
Exercises and Activities
Proxemics
Classroom exercises can bring to life features of proxemics and personal space. One
such activity begins by dividing the class into two groups. Give one group instructions to keep
a distance of no more than 18 inches from conversation partners. Instruct members of the
Proxemics in the imaginary elevator
One of my favorite exercises is to create an imaginary elevator at the front of the room
and gradually fill itfloor by floorwith student passengers. As each rider enters, note how he
or she chooses a spot so as to maximize personal space. After four or five passengers have
situated themselves, enter the elevator yourself and deliberately break the time-honored
pattern by standing inappropriately close to one of the riders. Youll get a laugh from the class,
EVT beyond proxemics
While proxemic considerations are central to Burgoons original theory, it is important to
remind students of EVTs more global considerations for communication. I have found that,
given the origins of the theory and the chapter treatment of the material, students have a hard
time getting past thinking of it as a nonverbal theory. As a result, in class discussions, I
sometimes will often purposefully avoid using nonverbal examples. For examples, forms of
address are easily understood and applicable to all. When do you expect to be called by a
shortened form of your name or a nickname? When should you use someones title? Think
about your colleges president. What is he or she to be called? When can you verbally dress
Television and feature film examples
If your students are fans of reality television, you can likely draw examples of EVT from
Survivor or The Bachelor. On these shows, violations are often on display and you might ask
students to explain some of the responses when a heroic character acts villainous or a
Further Resources
EVT in applied situations
Burgoons theory has been applied to a wide variety of situations. The following represent only
a few of those projects, and only ones that center around EVT.
Judee K. Burgoon, Joseph A. Bonito, Paul Benjamin Lowry, Sean L. Humpherys, Gregory D.
Moody, James E. Gaskin, and Justin Scott Giboney, Application of Expectancy
Violations Theory to Communication With and Judgments About Embodied Agents
EVT and relationship transgressions (including cell phone conversations)
Elizabeth L. Cohen, Expectancy Violations in Relationships with Friends and Media
Figures,” Communication Research Reports, Vol. 27, 2010, pp. 97-111.
Lynne Kelly, Aimee E. Miller-Ott, and Robert L. Duran, Sports Scores and Intimate Moments:
An Expectancy Violations Theory Approach to Partner Cell Phone Behaviors in Adult
Copyright © 2018 McGraw-Hill Education. All rights reserved. No reproduction or distribution without the
prior written consent of McGraw-Hill Education.
Romantic Relationships,” Western Journal of Communication, Vol. 81, 2017, pp. 619
640.
Aimee Miller-Ott and Lynne Kelly, The Presence of Cell Phones in Romantic Partner Faceto
Face Interactions: An Expectancy Violation Theory Approach,” Southern Communication
Journal, Vol. 80, 2015, pp. 253270.
EVT in the classroom
Robert J. Sidelinger and Derek M. Bolen, Compulsive Communication in the Classroom: Is the
Talkaholic Teacher a Misbehaving Instructor?,” Western Journal of Communication, Vol.
Interaction Adaptation Theory
For a comprehensive look at IAT, see Judee K. Burgoon, Lesa A. Stern, and Leesa Dillman,
Interpersonal Adaptation: Dyadic Interaction Patterns, Cambridge University Press, UK,
1995.
98-114.
Carrie D. Kennedy-Lightsey and Megan R. Dillow, Initiating and Avoiding Communication with
1387.
Melinda Villagran, Joy Goldsmith, Elaine Wittenberg-Lyles, and Paula Baldwin, Creating
COMFORT: A Communication-based model for Breaking Bad News,” Communication
Education, Vol. 59, 2010, pp. 220-234.