Chapter 1: A First Look at Interpersonal Communication
Key Concepts
content meaning
dual perspective
ethics
feedback
I-It communication
interactive models
interpersonal communication
interpersonal communication competence
I-Thou communication
I-You communication
linear models
metacommunication
model
monitoring
noise
person-centeredness
process
relationship meaning
symbols
systemic
transactional model
Chapter Outline
I. Defining Interpersonal Communication
A. Interpersonal communication is not defined by the number of people in the interaction or
the context in which the communication occurs.
B. Buber (1970) identified three levels of communication can be placed along a continuum
from impersonal to interpersonal:
1. I-It communication occurs when we treat others like objects or non-humans.
C. Interpersonal communication can be defined as a selective, systemic process that allows
people to reflect and build personal knowledge of one another and create shared
meanings.
2. Systematic takes place within various systems or contexts
a. All systems include noise, which is anything that distorts communication or
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3. Process an ongoing, continual process that evolves over time, becoming more
personal as people interact.
4. Personal Knowledge Each interpersonal relationship is unique, with its own
5. Meaning Creating – Attaching meanings to the words we exchange requires
knowledge of the other person and the relationship in which we are engaged.
II. Models of Interpersonal Communication
A. Models help us understand the historical roots from which our current views of
communication grew.
1. Linear models treated communication as a one-way process in which one person
transmitted a message to another person.
a. (1948) model answered the following five questions: Who?
Says what? In what channel? To whom? With what effect?
b. added the feature of noise, which is
c. However, linear models had serious shortcomings.
1. They portrayed communication as flowing in only one direction,
from sender to passive receiver.
2. Interactive models addressed the “listeners as passive recipients” weakness in
linear models by adding feedback to the communication process.
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B. The Interpersonal Imperative
1. Psychologist William Schutz (1966) developed interpersonal needs theory, which
asserts that we create and sustain relationships to meet three basic needs:
1. affection – desire to give and receive love and liking
3. control – a desire to influence the people and events in our lives
B. Abraham Maslow
range of human needs.
1. Physical needs help us survive.
2. Safety needs protect us from harm.
C. Participating in a socially-diverse world enhances our understanding of people whose
backgrounds differ from our own.
III. Principles of Interpersonal Communication
A. Principle 1: We cannot NOT communicate.
B. Principle 2: Interpersonal Communication Is Irreversible
C. Principle 3: Interpersonal Communication Involves Ethical Choices
IV. Social Media in Everyday Life
A. Social media influences the process, contexts, and meanings of interpersonal
communication
B. Social media help us communicate to meet needs
C. The eight principles of interpersonal communication also apply to online and digital
interaction.
D. The use of social media requires us to make ethical choices.
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V. Guidelines for Interpersonal Communication competence
A. Communication competence is the ability to communicate effectively,
appropriately, and ethically.
B. No single style of communication is best in all circumstances, with all people, or
for pursuing all goals.
C. Five important skills are closely tied to interpersonal communication competence:
1. Developing a range of communication skills
2. Adapting communication appropriately
3. Engaging in dual perspective
4. Monitoring communication
5. Committing to effective and ethical communication.
Discussion Ideas
Communication Needs: Recognizing how communication fills needs — Have students
generate three examples of how communication has filled each of the six needs (the five
Communication Needs: Observing communication that meets needs –– Choose a television
show, preferably one with which the students are likely to be familiar with the characters
(e.g.,
Family, Vampire Diaries), or brief movie clip. As they are watching, ask them to indicate
examples of times when each of the six needs
sixth need of interacting in a socially diverse world) is met. If time permits, show a second
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show or movie clip from a different genre. What are the similarities and differences between
how communication is used to meet various needs in these two examples?
Satisfaction with Communication Skills: Assessing satisfaction with communication skills
— Ask students to complete the scale titled Assessing Satisfaction with Communication.
a. Processing: A score of 40 to 50 indicates that you are very satisfied with your ability to
communicate in a range of interpersonal situations. A score of 25 to 39 indicates that
either that you are fairly satisfied with your ability to communicate in various situations,
or that you are highly satisfied with your communication skills in some situations and
b. After completing the scale, have students generate three goals they would like to achieve
this semester. Ask them to keep a copy and collect a second copy of the goals. Use these
Relational levels of meaning: Recognizing relational levels of meaning –– To increase
awareness of relational-level meanings in interpersonal communication, ask students to
identify which of the three levels of relational meaning is present in each of the following
statements:
Adrienne asks her friend Malcolm if he wants to come over for dinner and conversation.
pond. Jerry then
As Kim talks, Pat nods her head and smiles to show that she is following and interested in what
Kim says.
Levels of communication: Differentiate between I-it, I-You, and I-Thou communication
To help students differentiate between the (I-it communication, I-You communication,
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Competent Communicators: Identify competent communicators– Have students name
individuals who they think are competent communicators. Then discuss what makes these
individuals competent by asking one or more of the following questions: Who are some
famous people that you think are competent communicators? Are there certain skills that
Ethics: Promoting ethical ways of living through communication — November 21 is the
annual World Hello Day (visit http://www.worldhelloday.org/ for more information). On
this day, all people are invited to participate simply by greeting ten people. World Hello
Day was created in response to the conflict between Egypt and Israel in the Fall of
1973. Since then, World Hello Day has been observed by people in 180 countries. The
organizers of this event, two graduate students at Harvard and Arizona State University,
claim that greeting ten people demonstrates the importance of personal communication
Activities
Title
Individual Partner/
Ethno
Group Demonstration/
Whole Class
Internet
1. First Ideas About Communication X – H X
3. Communication Competence X-P
5. Picking Personal Models X
7. I Thou Communication X
9. Determining Communication
Principles
X
X = Marks type of activity H = Handout P = Preparation required for students/teacher
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First Ideas about Communication
This exercise has both substantive and process value. It is an enjoyable activity that allows
students to continue getting acquainted and becoming comfortable in the course. Thus, it is an
effective exercise to set the right tone for learning. Substantively, the exercise serves to preview
Hand out to students a copy of the activity titled First Ideas about Communication. Orally
reinforce the written instructions by telling students to fill out the form first by recording their
individual opinions in the columns on the left. When all students have recorded their individual
Modeling the Classroom
This exercise helps students understand the interpersonal communication model in concrete
terms.
To set the foundation for this activity, discuss the definition and model of interpersonal
communication presented in the text. Review key concepts, including the continuum from
impersonal to personal communication, the systemic character of communication, the over-time
generation of personal knowledge through communication, the existence of rules, and the key
role of interpretation in communication.
Then encourage students to use the principles, concepts, and model discussed in the text to
model their classroom as a communication system. This may be done either as a small group
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Communication Competence
This activity is both a fun and educational way of teaching students the communication model
and communication competence.
Before class, find some basic pictures that students could easily draw, such as a stick figure, a
box house, a Christmas tree, or a star. Make copies of each of the pictures.
During class, ask each student to find one partner. Then, randomly pick two students, who are
Have the artist face the chalk board and be prepared to draw what the communicator tells
him/her.
Give the communicator a picture and tell them they are not allowed to show the artist what that
picture is. In addition, the communicator can NOT say explicitly what the picture is. For
Tied into Communication
This exercise is based on a presentation by Kathleen Galvin at the 1993 meeting of the Speech
Communication Association. It gives students concrete understanding of how communication
systems function and of the principles that describe and explain systems.
Ask (or select) a male and female student to volunteer for a class demonstration. Announce that
the two of them are in love and getting married. Tie them together with a rope or other material
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show that the bosses affect each other indirectly. Now add a fifth person to the system a baby.
Tie the baby to both parents so that it is between them. Instruct the baby to demand attention by
influence in the system. Now add a couple more kids and guide students to see how each
Picking Personal Models
This exercise is designed to guide students to appreciate the importance of self-actualizing, the
in which public and personal communication affect
how they see themselves and how they set goals for their personal growth.
them to form groups of five to seven members. Each student should identify one person who has
inspired her or him and who has enlarged her or his personal goals for self-actualizing. In groups,
the students should discuss why they admire the people they do and how inspirational models
affect their own goals and self-images.
Communicating to Fill Needs
the six needs discussed in the text.
chy, plus the sixth need of
interacting in a socially diverse world. Organize students into groups of five people each. Then
instruct the groups to generate at least three examples of communication they engage in to meet
each of the six needs. After twenty minutes, call the class to order and lead a discussion of how
of the value of communication in meeting important needs in their everyday lives.
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I-Thou Communication
The goal of this activity is to learn about I-Thou communication.
Have students pair up with a partner. Students should take turns describing an I It, I You, and I
Thou relationship. The other student must analyze differences in communication and personal
knowledge in the three relationships. This exercise should help students identify the difference
among these three kinds of communication.
Ethical Dilemmas in Tricky Situations
The goal of this activity is to learn about guidelines for ethical communication and to show the
sometimes complex and contradictory nature of general ethical guidelines.
for Ethical Communication at
http://www.natcom.org/uploadedFiles/About_NCA/Leadership_and_Governance/Public_Policy_
Platform/PDF-PolicyPlatform-NCA_Credo_for_Ethical_Communication.pdf). Distribute to
class (or display on an overhead or data show projector). Ask the students to generate examples
Determining Communication Principles
This activity will help enforce the understanding of principles of interpersonal communication as
listed in the text. Ask students to find a partner. Then, randomly assign each pair of students a
principle. Ask the students to think of a situation where this applies and think of a skit which
they will act out in front of the class. Each pair of students will act out their principle and the rest
of the class will have to guess which principle is being displayed.
Principle 1: We cannot NOT communicate.
Principle 2: Interpersonal Communication Is Irreversible
Principle 3: Interpersonal Communication Involves Ethical Choices
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Journal Items
Describe an I It, I You, and I Thou relationship in your life (one each). Analyze differences
in communication and personal knowledge in the three relationships.
Describe and analyze two communication rules in your family of origin. Trace how they
affected patterns of interaction among family members.
communication rules include that children should stay in the same home town to take care of
Because effective communication is important, we should recognize, understand, and
develop five key interpersonal communication skills. Describe someone that you think is
a competent communicator. List the communication skills that they possess and explain
how their application of those skills makes them competent.
Because interpersonal communication affects us and others, our interactions involve
ethical choices. Describe a situation that involved an ethical choice and the
communication practices that were used to address the issue.
Responses to this topic will vary, but ethical issues could include whether or not to lie,
withholding certain information from someone else, and passing on a message to a third
Because communication principles affect our communication, we should recognize and
understand the eight basic principles for effectiveness in interpersonal communication.
Choose one of the eight principles for effective interpersonal communication. Describe a
situation where this communication principle affected your life in a significant way.
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Panel Ideas
Multi-Ethnic Panel: Create a panel of individuals who are of various ethnicities that are
substantially represented on your campus (for example, persons who are of Native American,
African American, European American, and/or Asian American descent). In this case, it
would be ideal to have panelists who are students so that they can talk peer-to-peer with
members of your class. Set the tone for open, candid discussion by reminding the class that
University Presidents/Chancellors/Deans:
your classroom and have them discuss ways that they had to be particular with their use of
Family Dynamics: Invite two to four family counselors to talk with your class about families
as systems. Ask the panelists to focus on the ways in which communication creates and
Business Leaders: Invite some business leaders into your classroom and ask them to discuss
Media Resources
Web Sites
Name: Four Principles of Interpersonal Communication
Developer: Donnell King
Brief Description: This webpage lists four principles of interpersonal communication that are
necessary for everyday life functioning.
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URL: http://www.pstcc.edu/facstaff/dking/interpr.htm
Name: The Y? Forum —
Developer: Phillip J. Milano
Brief Description: This site gives people an opportunity to ask people from different
Name: World Hello Day
Developer: Jon H. Larsen and the World Hello Day Organization
Name: Conversation as Communication
Developer: Gerard M. Blair
Brief Description: This web page offers an article that views communication as a process of
simple planning and control. Students can contrast this view with the definition of
communication in the text. The article discusses practical applications of this model of
Name: Face to Face Communication Skills Library
Developer: Management Assistance Programs for Nonprofits; assembled by Carter McNamara
Name: Do You Get Your Messages Across? Interpersonal Comm. Skills Test
Developer: Queendom.com
Name: Guidelines for Interpersonal Communication
Developer: Harvard Medical School Ombuds Office
Name: Interpersonal Communication Rubric (7-8-00)
Developer: Department of Educational Leadership and Policy Studies at Iowa State University
Name: Interpersonal Web
Developer: Northern Virginia Community College
Brief Description: Provides an overview of different aspects of interpersonal communication
Film Ideas
Cast Away. This film is about a man who becomes stranded on a deserted island. Select the clip
each of his needs on the island?
My Fair Lady. This film illustrates how a young lady learns proper etiquette. In addition, she
T This film illustrates how someone can overcome their speech impediments
to get their message across to others. Discuss how each student can help other students become
better speakers.
Print Resources
The Pocket Guide to Making Successful Small Talk: How to Talk to Anyone Anytime
Anywhere About Anything by Bernardo J. Carducci.
How To Start A Conversation And Make Friends by Don Gabor
Ask students to skim various popular press books that claim they can improve their
conversational skills. What model of communication is implicit in this approach? How do the
guidelines for improving communication discussed in the popular press relate to those discussed
in the text?
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Handout: First Ideas about Communication
Below are eight statements about interpersonal communication. On your own, decide whether
you think each statement is basically true or basically false. Record your responses in the left
columns. Then discuss your responses with a group to which you will be assigned. Focus
discussion on understanding different perceptions, experiences, and so forth that affect how
individuals respond to the statements. Record group answers in the right columns.
INDIVIDUAL RESPONSES GROUP RESPONSES
Basically Basically Basically Basically
True False True False
_____ _____ 1. Verbal communication is _____ _____
more important than nonverbal.
_____ _____ 2. Women and men speak _____ _____
different languages.
_____ _____ 3. The sender of a message _____ _____
is responsible for effectiveness.
_____ _____ 4. Conflict can improve _____ _____
close relationships.
_____ _____ 5. Racial classifications are _____ _____
subjective.
_____ _____ 6. It is impossible not to _____ _____
communicate.
_____ _____ 7. Communication can solve _____ _____
all our interpersonal problems.
_____ _____ 8. Communication breakdowns _____ _____
between people are common.
Handout: Assessing Satisfaction with Communication Skills
Instructions: Listed below are 10 communication situations. Imagine that you are involved in each situation. For
each situation use the following scale to indicate how confident you are that you could communicate competently.
1. Very satisfied that I could communicate competently
2. Somewhat satisfied that I could communicate competently
3. Not sure how effectively I could communicate.
4. Somewhat dissatisfied with my ability to communicate effectively
5. Very dissatisfied with my ability to communicate effectively
_____ 1.
feelings.
_____ 2. You think a friend of yours is starting to drink more alcohol than is healthy. You want to
friendship.