7-59
ANSWER TO RESEARCH SIMULATION
R7-1
Note to Instructor: Students are expected to cite references to GAAP in their research of
this issue. They might use the FARS electronic database, pronouncements listed on the FASB
web site, the FASB Original Pronouncements, the FASB Current text, or other primary sources
of GAAP to obtain these references. They may also use the FASB Accounting Standards
Codification which is cited in parentheses.
To: President, Hamilton Company
From: Student
I have researched the issue of how Hamilton Company should account for the $100,000
receivables that it pledged as a collateral for a loan. According to FAS 140, par. 9, (FASB
Cod. # 860-10-40-5) a transfer of financial assets in which the transferor surrenders control
According to FAS 140, par. 11 (FASB Cod. # 860-30-25-2), if the transfer is accounted for as a
sale, the transferor shall remove the assets sold from its accounts, recognize the proceeds
received, recognize any liabilities incurred in the sale, and recognize any gain or loss on the
sale. According to FAS 140, par. 12 (FASB Cod. # 860-30-25-2), if a transfer of financial assets
does not meet the criteria for a sale, the transferor shall account for the transfer as a
secured borrowing with a pledge of collateral.