CHAPTER 30
Disrupting the Conversation: Beethoven and the Symphony in Transition
OVERVIEW
This chapter positions Beethoven and his symphonies in a transitional phase between the
Classical and Romantic eras. Beethoven’s Fifth Symphony in particular illustrates the
negotiation of Classical and Romantic elements inherent in this composer’s music. The chapter
discusses the lasting influence of Beethoven’s symphonies within the political contexts
associated with their performance.
LEARNING OBJECTIVES
1. To understand Beethoven’s music as grounded in the conventions of the Classical era yet
disrupting aspects of that tradition for expressive purposes
2. To understand Beethoven’s Fifth Symphony as a transitional work that blends aspects of the
Classical style with an emerging Romantic sensibility
3. To understand Beethoven’s symphonies as potent symbols of political ideology throughout
history
LECTURE SUGGESTIONS
1. Review the multimovement cycle typical of the Classical symphony and compare it with the
movement cycle of Beethoven’s Fifth Symphony. How does this symphony retain a
Classical orientation? How does it differ from the Classical model?
2. After reviewing the standard sonataallegro form as heard in Mozart’s Eine kleine
Nachtmusik, play the first movement of Beethoven’s Fifth Symphony. Take students
through the sonataallegro process, similar to the lecture suggestion from Chapter 27.
Ask students how Beethoven’s symphony adheres to and departs from the Classical
model. Students should note the standard sequence of themes and the presence of a
development and recap but should identify the return of the second theme in the recap in
C major instead of the expected C minor and note the expanded coda as somewhat of a
departure from the Classical model. Ask students whether one central theme stands out
among the others. Emphasize the monothematic nature of the symphony as an example of
Beethoven’s pushing the boundaries of standard sonata-allegro form through this
unifying procedure in all the movements.
ASSIGNMENT SUGGESTIONS
1. Consider this excerpt from a newspaper review Beethoven’s Fifth Symphony by the
celebrated German Romantic poet, playwright, composer, and critic E. T. A. Hoffmann:
“[The] music sets in motion the machinery of awe, of fear, of terror, of pain, and awakens
that infinite yearning which is the essence of romanticism. He is therefore a purely romantic
composer. Might this explain why his vocal music is less successful, since it does not
permit a mood of vague yearning but can only depict from the realm of the infinite those
feelings capable of being described in words?” How does Hoffmann define romanticism?
Which characteristics of Beethoven’s Fifth Symphony do you think lead Hoffmann to his
conclusions?
2. Beethoven’s music has been used to meet a wide variety of political ends since the
nineteenth century, even in countries outside the West. Now that you have some more
familiarity with Beethoven’s music, how do you explain its seemingly universal political
appeal? What makes it such an attractive vehicle for expressing political messages?
TEACHING CHALLENGES
Understanding Beethoven’s music as heroic is an important aspect of this chapter, but how to
translate heroism into music may not be obvious to all students. Discuss with your class
strategies for depicting heroism through music and place them within the context of struggle and
redemption in Beethoven’s Fifth Symphony.
SUPPLEMENTAL REPERTORY
Beethoven: Symphony Nos. 3 and 9
SUPPLEMENTAL BIBLIOGRAPHY
Burnham, Scott. Beethoven Hero. Princeton, NJ: Princeton University Press, 1995. Burnham
discusses Beethoven’s “heroic” works (including the Fifth) from the vantage point of their
social and cultural value to audiences and critics since the nineteenth century.
Charlton, David, ed. E.T.A. Hoffmann’s Musical Writings. Translated by Martyn Clarke.
Cambridge: Cambridge University Press, 1989. The Hoffmann quote in “Assignment
Suggestions” comes from p. 98 of this work.
Jones, David Wyn. The Symphony in Beethoven’s Vienna. Cambridge and New York:
Cambridge University Press, 2006. Jones’s study takes a closer look at the Vienna that
shaped Beethoven’s creative impulse. Chapter 1 (“Setting the Scene”) introduces the outside
forces that contributed to Beethoven’s decision to compose symphonies.
CHAPTER OUTLINE
Disrupting the Conversation: Beethoven and the Symphony in Transition (Chapter 30)
I. “Beethoven the Hero”
A. Hailed as genius in his lifetime
B. Transitional: careful balance of convention and “strategic disruptions”
C. Grounded in Classical traditions, emerging Romantic sensibilities
II. Beethoven’s Symphonies
A. Symphony: ideal medium to address his public
1. first two: reflect style of Haydn and Mozart
2. Third: Eroica (Heroic), originally dedicated to Napoleon
a. personal narrative, individual heroism
b. expanded possibilities of the genre
3. Fifth: model of the genre
4. Ninth: Choral Symphony
a. vocal soloists and chorus
b. text: Schiller’s “Ode to Joy,” expression of universal brotherhood
B. The Fifth Symphony
1. best-known symphony
2. standard four-movement cycle
3. cyclical form: unified whole
a. opening four notes: fate motive
b. fate motive permeates all four movements
4. conflict and struggle, victorious ending (C minor to C Major)
C. Listening Guide 19: Beethoven, Symphony No. 5 in C Minor, Op. 67 (18078)
1. Movement 1: Allegro con brio; sonata-allegro form, C minor
a. exposition:
i. theme 1: based on rhythmic motive (short-short-short-long)
ii. horn call introduces theme 2
iii. theme 2: lyrical, heard against 4-note motive
b. development: begins with horn call
c. recapitulation:
i. explosive return to theme 1
ii. oboe cadenza introduces theme 2
iii. theme 2: in C major
d. extended coda; movement ends in C minor
2. Movement 2: Andante con moto; theme and variations, A-flat major
a. two contrasting themes
b. flowing triple meter
c. theme 1: heard first in low strings
d. theme 2: built on four-note motive
3. Movement 3: Allegro; scherzo and trio form (A-B-A1), C minor
a. scherzo: rocket theme in low strings
b. 4-note rhythmic motive in horns, ff
c. trio theme: C major
d. fugal passage in double basses
e. return of scherzo: varied orchestration
f. transition to fourth movement: timpani rhythm, 4-note motive
4. Movement 4: Allegro; sonata-allegro form, C major
a. added instruments; piccolo, contrabassoon, trombones
b. forceful dynamics: fp effects
c. theme 1: triumphant, C major triad
d. theme 2: energetic, G major
e. development: brief recurrence of scherzo
f. extended coda; long final cadence