1) What are the primary responsibilities of management?
2) In order to obtain the funds to make bribery payments, employees usually divert
company money into ________, a non-company account from which bribes can be
made.
M.Petty cash
N.An overseas account
O.A slush fund
P.An imprest fund
3) Provide an example of the following:
Circumstantial evidence
4) What is tone at the top and why is it an important part of ethical behavior in an
organization?
5) RICO was enacted to prosecute organizations suspected of sponsoring fraudulent
acts.
6) Churning involves the sale and purchase of securities for the sole purpose
of earning a commission.
7) It is said the nonfinancial numbers are powerful tools for the fraud examiner. Explain
why and provide examples of how.