Choose the appropriate letter to match the term and the definition. More definitions are
provided than terms.
Term
_____ 1/ SOX
_____ 2/ Time-series analysis.
_____ 3/ 10-K.
_____ 4/ Qualified.
_____ 5/ Loan covenant.
_____ 6/ Debt-to-assets ratio.
_____ 7/ Management’s Discussion & Analysis.
_____ 8/ Valuation role.
_____ 9/ The fraud triangle
Definition
A. Total liabilities divided by total assets.
B. An audit performed by a certified public accountant.
C. A detailed discussion of a company’s performance that appears in the annual report.
D. Compares a company’s performance in one time period relative to prior periods.
E. A company’s current event report to the SEC.
F. Means that data are complete and up-to-date.
G. An audit opinion in which the auditors cannot say that GAAP was followed.
H. When accounting information is used by potential investors to estimate the worth of
a company.
I. The components of which are incentive, opportunity, rationalize and conceal.
J. Compares a company’s performance in one time period to the industry during the
same time period.
K. A company’s annual report to the SEC.
L. Laws intended to improve financial reporting and restore investor confidence.
M. A business reason why managers might be tempted to misstate a company’s TRUE
performance.