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Investments & Securities Chapter 1 The material wealth of a society is a function
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Investments & Securities Chapter 1 The material wealth of a society is a function
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May 28, 2023
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Chapter 01 The Investment Environ
ment
Answer Key
Multiple Choice Questions
1.
The material wealth of a society
is a function of
2.
_______ are real assets.
3.
The means by which indiv
iduals hold their claims o
n real assets in a well-developed
economy are
4.
_______ are financial assets.
5.
_________ financial asset(s).
6.
Financial assets
7.
In 2012, ____________
was the most significant real
asset of U.S. households in ter
ms
of total value.
8.
In 2012, ____________ was
the least significant finan
cial asset of U.S. househo
lds in
terms of total value.
9.
In 2012, ____________
was the most significant finan
cial asset of U.S. househ
olds in
terms of total value.
10.
In 2012, ____________
was the most significant asse
t of U.S. households in te
rms of
total value.
11.
In 2012, ____________
was the most significant liab
ility of U.S. households in terms of
total value.
12.
Which of the following financial a
ssets made up the greatest
proportion of the financial
assets held by U.S. house
holds?
13.
In 2012 _______ of the assets
of U.S. households
were financial assets as opposed
to
tangible assets.
14.
The largest component of
domestic net worth in 201
2 was
15.
The smallest component
of domestic net worth in
2012 was
16.
The national net worth of the U.S. in 2
012 was
17.
A fixed-income security
pays
18.
A debt security pays
19.
Money market securities
20.
An example of a derivativ
e security is
21.
The value of a derivative s
ecurity
Topic: Asset Types
22.
Topic: Asset Types
Although derivatives can be use
d as speculative instruments,
businesses most often
use them to
23.
Financial assets permit all
of the following except
Difficulty: Intermediate
Topic: Assets
24.
The ____________ refers to the pote
ntial conflict between ma
nagement and
shareholders.
25.
A disadvantage of using s
tock options to compensa
te managers is that
26.
Which of the following are
mechanisms that have e
volved to mitigate potential agency
problems?
I) Using the firm’s stock options
for compensation
II) Hiring bickering family
members as corporate sp
ies
III) Boards of directors for
cing out underperforming mana
gement
IV) Security analysts monitorin
g the firm closely
V) Takeover threats
27.
Corporate shareholders ar
e best protected from inc
ompetent management dec
isions
by
28.
Theoretically, takeovers s
hould result in
Difficulty: Basic
Topic: Financial Management
29.
Topic: Financial Management
During the period betwee
n 2000 and 2002, a large
number of scandals were
uncovered. Most of these scan
dals were related to
I) manipulation of financial data to
misrepresent the actual condi
tion of the firm.
II) misleading and overly opti
mistic research reports p
roduced by analysts.
III) allocating IPOs to exec
utives as a quid pro quo f
or personal favors.
IV) greenmail.