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August 5, 2022
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Chapter 16 Tes
t bank – Static
Key
1.
When there ar
e no taxes and
capital markets fun
ction well, the market value of a co
mpany does no
t depend on its capital
structure.
2.
When asked ab
out key factors of debt po
licy, financial managers comm
only mention the tax adv
antage of debt
and the
importance of
maintaining their credit r
ating.
3.
Loan covenan
ts can ensure that comp
anies will accept all p
ositive-
NPV investments and
reject negativ
e ones.
4.
Debt finance
does not affect the operating
risk but it
does add financial r
isk.
5.
Debt financin
g affects neither the b
usiness risk nor th
e financial risk of the firm.
6.
As long as inv
estors can borrow or lend on
their own account on th
e same
ter
ms as the firm, they will no
t pay extra for firm
leverage.
7.
Once you
recognize the fact that debt also in
creases financial risk and
causes shareholder
s to demand a higher return on
thei
r
investment, d
ebt is no cheaper than equ
ity.
8.
At moderate
debt levels the probab
ility of financial distress is trivial
and therefore
the tax advantages of deb
t dominate.
9.
Debt financin
g affects neither the o
perating r
isk nor the business risk
of the firm.
10.
Financial leverag
e describes debt f
inancing’s amplification of the
effects of changes in o
perating incom
e on the returns to
stockholder
s.
11.
Financial risk is the r
isk to shareholders th
at results from debt financing
.
12.
MM’s propo
sition I, or the debt
-irrelevance
proposition, states that the v
alue of a firm is unaffected
by its capital structure.
13.
According
to MM, debt restructuring will n
ot change the firm’s over
all value.
14.
According
to MM’s proposition II the expected
return on equity is equ
al to the expected return
on assets for a levered firm.
15.
MM’s propo
sition II states that the exp
ected return on assets increa
ses as the debt
-equity ratio increases.
16.
MM’s propo
sition II states that the requ
ired
return on equity increases as the fir
m’s debt-
equity ratio
increases.
17.
The benefit of
an interest tax shield is cap
tured by the equity ho
lders.
18.
The risk o
f tax shields can be reasonably
assumed to be the same as that of
the interest payments g
enerating them.
19.
Even after relax
ing the MM assumption
of no taxes, restructuring
should not affect the value o
f the firm.
20.
Costs of financial d
istress are costs arising fro
m bankruptcy or d
istorted business decisions bef
ore bankruptcy.
21.
The “trade
-off theory” of capital structu
re suggests that firm
s have an optimal level of d
ebt.
22.
At some debt
-equity ratio, th
e costs of financial distress are ex
pected to overcome
the value of the extra inter
est tax shield for
a firm.
23.
Studies suggest that
the indirect co
sts of bankrup
tcy are typically of a sign
ificant magnitude.
24.
that may lower
the stock price.
The pecking
-order theory of capital stru
cture states that firms p
refer internal fin
ancing to avoid send
ing out adverse signals
25.
Managemen
t’s perceived signals to investo
rs form an important com
ponent of pecking
-order theory.
26.
Financial slack mea
ns having ready acce
ss to cash or debt financin
g.
27.
When addition
al borrowing causes the pr
o
bability of financial distress to increase r
apidly, the poten
tial costs of distress
begin to take a
substantial bite out of firm valu
e.
28.
A firm is expec
ted to generate $1.5
million in operating income an
d pay $250,000 in in
te
rest. Ignoring taxes, this will
generate $12
.50 earnings per share. What
will happen to EPS if oper
ating income increases by
33.3% to $2.0 m
illion?
29.
A firm issues 100
,000 shares of common
stock with a total market v
alue of $5,000,000 and an equal
amount of debt. The
firm is expected
to generate $1.5 million
in operating income a
nd
pay $250,000 in interest. If the firm
does not pay tax, what
will happen
to EPS if the firm repurchases $2
,500,000 of shares and sub
stitutes an equal amou
nt of additional deb
t?
30.
A firm issues 100
,000 shares of common
stock with a total market v
alue of $5,000,000 and an equal
amount of debt. The
firm is exp
ected to generate $1.5 m
illion in operating income and p
ay $250,000 in interest. If the firm does n
ot pay tax, what
will happen
to EPS if the firm repurchases $3
,750,000 of shares and sub
stitutes an equal amou
nt of debt?
31.
Which one o
f these is
not
an underlying assumptio
n of MM Proposition I
?
32.
Fluctuations in a
firm’s operating in
come represent:
33.
An increase in
a firm’s financial leverage
will:
34.
Financial risk ref
ers to the:
35.
What is the prop
ortion of debt financin
g for
a firm that expects a 24
% return on equity,
a 16% return on assets, and a
12%
return on debt? I
gnore taxes.
36.
Assume a firm is fin
anced with 30% d
ebt on which it pays interest of
9%. What is the expected
return on equity
if the
expected r
eturn on assets is 14%? Igno
re taxes.
37.
Assume a firm is fin
anced with 60% d
ebt on which it pays interest of
7%. What is the expected
return on equity
if the
expected r
eturn on assets is 12%? Ig
nore taxes.
38.
According
to MM Proposition II, as a
firm’s d
ebt-equity ratio dec
reases:
39.
An implicit cost o
f adding debt to the cap
ital structure is that it:
40.
When debt is r
isky:
41.
What is the amou
nt of the annual interest tax
shield
for a firm with $3 m
illion in debt that pays 12% in
terest if the firm is in
the 35% tax
bracket?
42.
A firm has perpetu
al debt of $10 million at
an interest rate of 7%. What is th
e present value o
f the interest tax shield if
t
he
43.
When taxes are co
nsidered, the value
of a levered firm equals the valu
e of the:
44.
Assume an un
levered firm changes its capital structu
re to include $
1 million in
per
manent debt at a 7% in
terest rate. The tax
rate is 35%. Acco
rding to MM I with taxes,
the value of the firm will incr
ease by ____ due to th
is change in its capital
structure.
45.
In a world with co
rporate taxes but no
possibility of financial distress, th
e value of
the firm is maximized when
the:
46.
Calculate the WACC fo
r a firm that p
ays 10% on its deb
t, requires an 18% rate of
return on its equity, finances 45
% of the
market valu
e of its assets with deb
t, and has a tax rate of
35%.
47.
What is the after
-tax cost of debt fo
r a firm in the 35% tax bracket th
at pays 15% on
its debt?
48.
A firm has an
expected return on eq
uity of 15% and an after
-tax cost of debt of 6%. What
debt-eq
uity ratio produce
s a
WACC of 12%?
49.
If the present valu
e of the interest tax shield
on debt equals the p
resent value of the costs of finan
cial distress, then th
e
trade-
off theory implies that th
e:
5
0.
The present v
alue of the costs of fin
ancial distress increases as the
debt ratio in
creases because the:
51.
When financial
disaster is looming
, management may bor
row to invest in projects havin
g a negative expected
NPV because:
52.
Firms facing fin
ancial distress may p
ass up positive NPV projects rath
er
than
commit new equity bec
ause:
53.
The trade
-off theory of capital structur
e suggests that firms:
54.
The trade
-off theory of capital structur
e describes the optimal capital stru
cture for any
firm as being the lev
el of debt that:
55.
Firms are mor
e likely to restrict bor
rowing
if the:
56.
According
to the pecking-or
der theory, man
agers will often choose
to finance with:
57.
A firm’s capital structure
is represented by its m
ix of:
58.
Restructuring a
firm involves changing th
e: