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1)
If an investor uses a reinvestment plan to invest income dividends and capital-gain
distributions:
A.then both the income dividends and capital-gain distributions are tax-exempt.
B.only the income dividends are tax-exempt.
C.only the capital-gain distributions are tax-exempt.
D.both the income dividends and capital-gain distributions are currently taxable.
2)
A stock issued by a company that has a market capitalization of $300 million or less
would be classified as what type of stock?
A.Micro cap
B.Penny stock
C.Midcap
D.Small cap
E.Blue chip
3)
A request that a stock be bought or sold at the current market price is called a
____________ order.
A.market
B.limit
C.stop
D.round
E.discretionary
