36) Note Disclosure of Legal Matters
Use the Note Disclosure Of Legal Matters below to answer the questions that follow.
Note 13 – Legal Matters
On December 14, 2011, the Company was served with a class action complaint filed in
federal court in Burlington, Vermont. The complaint, captioned John Doe vs. The
Company was filed by a Companys shareholder on behalf of himself and purportedly
on behalf of all other Companys shareholders who purchased the common stock of the
Company during the period from March 25, 2010 through December 19, 2010. Plaintiff
alleges that the Company violated the federal securities laws by making, in 2010, untrue
statements of material facts and omitting to state material facts primarily concerning the
Company’s construction and start-up of its new manufacturing facility. Also named as
defendants in the Complaint are certain present and former officers and directors of the
Company. Plaintiff is seeking an unspecified amount of monetary damages.
While this action is in its preliminary stages, management believes, based on an initial
review, the allegations made in the lawsuit are without merit and the Company intends
to defend the lawsuit vigorously.
Review the Note Disclosure of Legal Matters.
REQUIRED:
(1) If you were to make an entry for the lawsuit against Company, what monetary
amount should be recorded? On what did you base your decision with regard to the
amount?
(2) Does the disclosure imply that the Company is involved in only this litigation at this
time?
(3) Why did this lawsuit arise? Do you believe it to be a reasonable one or do you think
that the plaintiff, has little grounds for this lawsuit?