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1. What was the first major case dealing with insider trading?
2. The money with which other resources can be purchased is known as ________.
3. What government agency deals with cases of insider trading?
4. The growing number of companies "going public" have forced tougher requirements for disclosure of
information.
5. What is the first task of financial public relations?
6. Consistency, credibility and clarity are all major characteristics of a _____________.
7. SEC regulations apply to all companies with assets of _____________.
8. Which of the following reports is a corporation's annual report?
9. SEC reports are typically prepared by _____________.
10. The New York Stock Exchange requires news of corporate significance to be distributed _________.
11. Which of the following news wires requires a fee for services?
12. Rule 10B-5 of the SEC regulations makes it unlawful to _____________ in connection with the purchase or
sale of any security.
13. Announcement of a significant new product or discovery is required by the _____________________.
14. In the 1980s, Nestle acquired what major company that violated SEC rules related to disclosure?
15. A tender offer is when _____________________.
16. What types of backgrounds should someone have before pursuing a career in financial relations?
17. One of the principles of sound stockholder relations is ___________________.
18. Fund managers, brokers, and institutional buyers are commonly referred to as _________.
19. __________ are meetings that investment professionals attend specifically to hear company presentations or
discuss corporate issues.
20. The Wall Street Journal, Forbes and Business Week are members of the __________.
21. What financial media company has become a major provider of financial news and information in cable
television, radio, newspapers, websites and magazines?
22. ______________ showcase the opportunity for the actual owners of the company, the stockholders, to feel
like they are taking part in the company.
23. ______________ have been called "unquestionably the single most important public document(s) released
by a publically held corporation."
24. The Sarbanes-Oxley Act requires
25. Trend in annual reports is
